Compliance Matters
10 Essential Twitter Accounts for Compliance and Risk Issues for Financial Institutions (Part 1)
Let's face it, when it comes to Twitter and financial [...]
Loan Originator Compensation Rule
TRUTH IN LENDING, REGULATION Z Effective Date: January 10, 2014 [...]
When Should I Tell Our Board About a Potential Compliance Concern?
In the course of conducting business, you discover a potential [...]
How Can I Help My Board Appreciate Our Compliance Risks?
One question I frequently encounter when I meet compliance officers [...]
NCUA Rule on Loan Participations
NCUA has issued a final rule, which took effect 7/25/2013, [...]
Practicing Safe SAFE Acting for the Small Institution: "Equivalent" Employees?
Understanding the Small Institution exemption in the SAFE Act Here [...]