Author Archives: Ken Wolff

Compliance Abhors a Vacuum – If the Void Is Filled with Heightened BSA Scrutiny, Would You Be Ready?

Originally appeared in CBIZ Insights

While a climate of regulatory relief sweeps across the industry, it is a prudent compliance officer who keeps both feet on the ground and considers what risks such a climate could possibly present. Beyond awareness that regulatory enforcement is cyclical and subject to potentially rapid changes based on external or internal events, there’s another potentially more-immediate threat to consider.

Although some areas have been removed from the regulatory playing field by new thresholds, that doesn’t mean regulators go away until Continue reading →